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FIRM PROFILE
Overview
BREAN CAPITAL, LLC is located at 505 Fifth Avenue 5th Floor, New York, NY 10017 and was first established at New York, Delaware in 02/03/2000. After operating for 26 years, BREAN CAPITAL, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BREAN CAPITAL, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BREAN CAPITAL, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BREAN CAPITAL, LLC are registered to handle securities or provide financial advice. The firm has 12 disclosures, 12 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BREAN CAPITAL, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BREAN CAPITAL, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BREAN CAPITAL, LLC Comes From
Understanding the Statistics for BREAN CAPITAL, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
505 Fifth Avenue 5th Floor, New York, NY 10017
505 Fifth Avenue 5th Floor, New York, NY 10017
Small
(212) 702-6500
Delaware since 02/03/2000
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | ||
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | ||
| ALLURED LLC | HOLDING COMPANY | ||
| LIZINATOR LLC | HOLDING COMPANY | ||
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | ||
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 | |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 | |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 | |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 | |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 | |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 | |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
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Advisor's working at BREAN CAPITAL, LLC
Joseph R Marsh
Shenouda Gero Ayad
Christopher Daniel Flannery
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