Chris P. Richards

VCS VENTURE SECURITIES

Garden City, NY 11530

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CRD#: 4799136

Professional summary

Chris Paul Richards is a registered financial professional currently at VCS VENTURE SECURITIES located in Garden City, New York.

Chris is registered as a RR (Registered Representative) and started their career in finance in 2004. Chris has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chris Paul Richards's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2023 - Present

VCS VENTURE SECURITIES

Office #1: 585 Stewart Avenue Unit L60, Garden City, NY 11530

CRD#: 127921

Garden City, NY

Past

January 15, 2020 - December 24, 2021

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744

MINEOLA, NY

Past

February 26, 2013 - May 22, 2018

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744

MINEOLA, NY

Past

October 17, 2008 - February 26, 2013

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

GARDEN CITY, NY

Past

October 28, 2005 - October 17, 2008

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

WESTBURY, NY

Past

August 13, 2004 - October 31, 2005

BRUNDYN SECURITIES INC.

CRD#: 124493

ARLINGTON, TX

Past

May 11, 2004 - August 19, 2004

WIZER FINANCIAL, INC.

CRD#: 7130

NEW ALBANY, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/1/2023)

Exams

State Security Law Exam

Series 63

Date: 7/21/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VCS VENTURE SECURITIES

D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC

CRD#: 127921 / SEC#: , 8-66069

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

29 Broadway Suite 1502, New York, NY 10006-3201

Mailing Address

29 Broadway Suite 1502, New York, NY 10006-3221

Phone number

(212) 404-7696

Established

Delaware since 11/16/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LEO CAPITAL MARKETS, LLC	DIRECT OWNER
NEW AGE CAPITAL MANAGEMENT, LLC	DIRECT OWNER
MOOD, TRAVIS ANTON MORSE	REGISTERED OPTIONS PRINCIPAL	4745001
NIXON, JON ALAN	FINOP	4710715
STALANSKI, JOHN WALTER	AMLCO	2922709
STALANSKI, JOHN WALTER	CHIEF OPERATING OFFICER	2922709
STALANSKI, JOHN WALTER	CHIEF COMPLIANCE OFFICER	2922709

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chris P. Richards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chris Paul Richards's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH STONE CAPITAL L.L.C.

JOSEPH STONE CAPITAL L.L.C.

FIRST MIDWEST SECURITIES, INC.

J.P. TURNER & COMPANY, L.L.C.

BRUNDYN SECURITIES INC.

WIZER FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2004

SIE

Date: 5/22/2018

Series 7

Date: 5/10/2004

FINRA

Current Firm

VCS VENTURE SECURITIES

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VCS VENTURE SECURITIES

TRUST BUT VERIFY

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