LK
Larry L. Kettle
CETERA INVESTMENT ADVISERS LLC
SHEBOYGAN FALLS, WI 53085
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CRD#: 4798600
LK
Professional summary
Larry Lavern Kettle JR is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sheboygan Falls, Wisconsin and CETERA WEALTH SERVICES, LLC located in Sheboygan Falls, Wisconsin.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Larry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:KETTLE FINANCIAL INC; Yes; 1102 FOND DU LAC AVE; SHEBOYGAN FALLS; WI; 53085; FINANCIAL SERVICES/DBA; OWNER; 1/1/2017; 200; 140; SALES AND SERVICE OF SECURITIES AND FINANCIAL PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1102 FOND DU LAC AVE; SHEBOYGAN FALLS; WI; 53085; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/18/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Marshview Conservation Club; No; 5212 Grote Rd; Sheboygan; WI; 53083; Family Hunting Club; President; 2/1/2020; 2; 0; Run Meetings|
CRS (Client Relationship Summary) - RIA
Click below to view Larry Lavern Kettle JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1102 Fond Du Lac Ave, Sheboygan Falls, WI 53085RIA
CRD#: 105644
SHEBOYGAN FALLS, WI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1102 Fond Du Lac Ave, Sheboygan Falls, WI 53085BD
CRD#: 13572
Sheboygan Falls, WI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 8, 2013 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SHEBOYGAN FALLS, WI
Past
July 9, 2008 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SHEBOYGAN FALLS, WI
Past
August 30, 2007 - July 1, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SHEBOYGAN, WI
Past
May 25, 2004 - December 5, 2006
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
Arkansas(6/5/2025)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/11/2021)
RR
Hawaii(1/6/2023)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kansas(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
New York(1/8/2022)
RR
North Carolina(1/19/2024)
RR
Oregon(6/9/2021)
RR
South Carolina(1/19/2024)
RR
Tennessee(6/4/2024)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Wisconsin(6/9/2021)
IAR
Wisconsin(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
