Nicholas C. D'angelo
Professional summary
Nicholas Charles D'angelo, who also goes by Nick D'angelo, Nicholas Dangelo, is a registered financial professional currently at ZIONS DIRECT, INC. located in Charlotte, North Carolina.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 2 firms and has passed the Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Charles D'angelo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2022 - Present
ZIONS DIRECT, INC.
Office #1: 5605 Carnegie Blvd Suite 250, Charlotte, NC 28209July 17, 2007 - November 28, 2018
WELLS FARGO SECURITIES, LLC
June 15, 2004 - April 11, 2006
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 9/29/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 9/29/2023
Operations Professional ExaminationFINRA
Current Firm
ZIONS DIRECT, INC.
CRD#: 17776 / SEC#: , 8-35721
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZIONS BANCORPORATION, N.A. | PARENT COMPANY | |
| BURDISS, PAUL EDWARD | BOARD MEMBER | 7267112 |
| HASH, JENNIFER KYLE | CHIEF COMPLIANCE OFFICER | 4123554 |
| KYRIAKAKIS, CHRISTOPHER | BOARD MEMBER | 8020162 |
| MACDONALD, MICHAEL WHITNEY | PRESIDENT / CHIEF EXECUTIVE OFFICER | 4533843 |
| MOORE, RYAN D | FINOP | 7216248 |
| RICHARDS, ROBERT RYAN | BOARD MEMBER | 8021252 |
| STEWARD, DEREK STRIBLING | BOARD MEMBER | 8022102 |
| YU, THOMAS | BOARD MEMBER | 7994635 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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