CL
Christopher J. Lepore
TRADIER BROKERAGE
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 4787660
CL
Professional summary
Christopher James Lepore is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Lepore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2013 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277BD
CRD#: 104982
Charlotte, NC
Past
August 24, 2005 - October 15, 2013
SCOTTRADE, INC.
BD
CRD#: 8206
ARLINGTON, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/17/2013)
RR
Alaska(10/17/2013)
RR
Arizona(10/17/2013)
RR
Arkansas(10/17/2013)
RR
California(10/17/2013)
RR
Colorado(10/17/2013)
RR
Connecticut(10/17/2013)
RR
Delaware(10/17/2013)
RR
District of Columbia(10/17/2013)
RR
Florida(10/17/2013)
RR
Georgia(10/17/2013)
RR
Hawaii(10/17/2013)
RR
Idaho(10/17/2013)
RR
Illinois(10/17/2013)
RR
Indiana(10/17/2013)
RR
Iowa(10/17/2013)
RR
Kansas(10/17/2013)
RR
Kentucky(10/17/2013)
RR
Louisiana(10/17/2013)
RR
Maine(10/17/2013)
RR
Maryland(10/17/2013)
RR
Massachusetts(10/17/2013)
RR
Michigan(10/17/2013)
RR
Minnesota(10/17/2013)
RR
Mississippi(10/17/2013)
RR
Missouri(10/17/2013)
RR
Montana(10/17/2013)
RR
Nebraska(10/17/2013)
RR
Nevada(10/17/2013)
RR
New Hampshire(10/17/2013)
RR
New Jersey(10/17/2013)
RR
New Mexico(10/17/2013)
RR
New York(10/17/2013)
RR
North Carolina(10/17/2013)
RR
North Dakota(10/17/2013)
RR
Ohio(10/17/2013)
RR
Oklahoma(10/17/2013)
RR
Oregon(10/17/2013)
RR
Pennsylvania(10/17/2013)
RR
Puerto Rico(8/24/2021)
RR
Rhode Island(10/17/2013)
RR
South Carolina(10/17/2013)
RR
South Dakota(10/17/2013)
RR
Tennessee(10/17/2013)
RR
Texas(10/17/2013)
RR
Utah(10/17/2013)
RR
Vermont(10/17/2013)
RR
Virginia(10/17/2013)
RR
Washington(10/17/2013)
RR
West Virginia(10/17/2013)
RR
Wisconsin(10/17/2013)
RR
Wyoming(10/17/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TB
TRADIER BROKERAGE, INC.
ROBBINS SECURITIES, INC. | TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Mailing Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Phone number
(980) 272-3880
Established
Illinois since 09/17/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
