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Patrick B. Maloney

ARMSTRONG SECURITIES LLC
Old Greenwich, CT 06870
Some features on this profile are disabled
CRD#: 4777731
PM

Professional summary

Patrick Brady Maloney is a registered financial professional currently at ARMSTRONG SECURITIES LLC located in Old Greenwich, Connecticut.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2004. Patrick has worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Brady Maloney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2025 - Present

ARMSTRONG SECURITIES LLC

Office #1: 53 Forest Ave, Old Greenwich, CT 06870Office #2: 711 3rd Avenue Floor 5, New York, NY 10017
BD
CRD#: 307429
Old Greenwich, CT
Past

April 4, 2017 - May 8, 2023

N.A. INVESTCORP LLC

BD
CRD#: 134162
NEW YORK, NY
Past

May 12, 2016 - March 14, 2017

ASHTON STEWART & CO., INC.

BD
CRD#: 112386
MIAMI, FL
Past

October 2, 2012 - May 30, 2014

STEEN ASSOCIATES LLP

BD
CRD#: 156168
NEW YORK, NY
Past

July 29, 2008 - October 31, 2011

ALADDIN CAPITAL LLC

BD
CRD#: 103766
STAMFORD, CT
Past

August 19, 2004 - July 5, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARMSTRONG SECURITIES LLC
ARMSTRONG SECURITIES LLC

CRD#: 307429 / SEC#: , 8-70480

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
711 3rd Avenue Floor 5, New York, NY 10017
Mailing Address
53 Forest Avenue 3rd Floor, Old Greenwich, CT 06870
Phone number
(212) 938-1200
Established
Connecticut since 01/09/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMSTRONG SECURITIES HOLDINGS LLCDIRECT OWNER
DALEY, RICHARD ANTHONYCOO/CCO2242011
MORENO, DANIEL ERICPOO4817706
POLISCHUK, JENNIFER LARAFINOP AND PFO3118457
TECOTZKY, MARK IRACEO1656046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMSTRONG SECURITIES LLC

CRD#: 307429Old Greenwich, CT 06870

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