Richard Anthony Daley
Professional Summary
Richard Anthony Daley is a registered financial advisor currently at ARMSTRONG SECURITIES LLC located in Old Greenwich, Connecticut. Richard is registered as a RR (Registered Representative) and started their career in finance in 2010. Richard has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
ARMSTRONG SECURITIES LLC
Contact Information
Main Address
711 3rd Avenue Floor 5, New York, NY 10017Mailing Address
53 Forest Avenue 3rd Floor, Old Greenwich, CT 06870Phone Number
(212) 938-1200Established
Connecticut since 01/09/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/30/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Daley's CRS (Customer Relationship Summary).
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