Francis A. Sobaru
Professional summary
Francis Alexandru Sobaru, who also goes by Francis Sobaru, is a registered financial professional currently at SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2004. Francis has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Alexandru Sobaru's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2014 - Present
SUSQUEHANNA SECURITIES, LLC
Office #1: 401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122December 3, 2008 - March 13, 2015
SAL EQUITY TRADING, GP
November 24, 2004 - December 3, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/20/2021
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
SUSQUEHANNA SECURITIES, LLC
CRD#: 35874 / SEC#: , 8-47034
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 60 |
Red Flags
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