Matthew C. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew C Kennedy was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2003. Matthew had worked at 4 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2012 - May 3, 2013
SPEEDTRADER, INC
February 9, 2012 - June 11, 2013
WTS PROPRIETARY TRADING GROUP LLC
November 18, 2008 - February 28, 2012
MASTERTRADER.COM
January 28, 2004 - October 16, 2008
MASTERTRADER.COM
November 17, 2003 - February 9, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/20/2004
Limited Representative-Equity Trader ExamCurrent Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
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