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Manuel Ignacio Ballesteros

CRD# 4712151·Registered 2003 - 2026
Previously Registered: Being a previously registered professional could mean that Manuel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Manuel Ignacio Ballesteros was a registered financial advisor. Manuel was a previously registered financial professional and started their career in finance 2003 - 2026. Manuel had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

CICADA SECURITIES·CRD# 314109
BD
Mexico City
February 8, 2022 - January 28, 2026
BCP SECURITIES, INC.·CRD# 27063
BD
Cuajimalpa De Morelos
May 7, 2014 - September 9, 2025
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
April 1, 2008 - April 28, 2014
MONEX SECURITIES, INC.·CRD# 30362
BD
Houston, TX
December 1, 2003 - September 5, 2007

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Current Firm

CS
CICADA SECURITIES

CICADA SECURITIES | CICADA SECURITIES, LLC

CRD#: 314109 / SEC#: 8-70699
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

289 Greenwich Ave Floor 2, Greenwich, CT 06830

Mailing Address

289 Greenwich Ave Floor 2, Greenwich, CT 06830

Phone Number

(917) 809-4456

Established

Delaware since 03/17/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CICADA TECHNOLOGIES, INC.DIRECT OWNER—
GARCIA, EDWIN ERNESTOFINANCIAL & OPERATIONAL PRINCIPAL4154949
HERNANDEZ RIVERO, JAVIERCEO6828444
MORAN, BRIAN MICHAELCHIEF OPERATIONS OFFICER,CCO&AMLCO1940341
TOVAR FERNANDEZ, IGNACIOCHIEF TECHNOLOGY OFFICER7361056

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2007About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2004About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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