Candace L. Scappator

EQUITABLE ADVISORS

Charlotte, NC 28262

Some features on this profile are disabled

CRD#: 4697607

Professional summary

Candace Lynn Scappator, who also goes by Candace Lynn Gurnee, is a registered financial professional currently at EQUITABLE ADVISORS, LLC located in Charlotte, North Carolina and EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.

Candace is registered as a RR (Registered Representative) and started their career in finance in 2003. Candace has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Candace Lynn Gurnee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Candace Lynn Scappator's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2017 - Present

EQUITABLE ADVISORS, LLC

Office #1: 7207 Ibm Drive 2nd Fl, Charlotte, NC 28262

RIA

CRD#: 6627

Charlotte, NC

Current

May 13, 2020 - Present

EQUITABLE DISTRIBUTORS, LLC

Office #1: 8501 Ibm Drive, Suite 150, Charlotte, NC 28262

CRD#: 25900

Charlotte, NC

Past

January 26, 2012 - May 10, 2017

FIRST TRYON SECURITIES, LLC

CRD#: 7336

CHARLOTTE, NC

Past

October 21, 2009 - January 20, 2012

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

September 12, 2007 - October 2, 2009

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CHARLOTTE, NC

Past

October 14, 2003 - October 3, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(5/18/2017)

Exams

State Security Law Exam

Series 63

Date: 9/7/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/30/2012

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

EQUITABLE DISTRIBUTORS, LLC

AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC

CRD#: 25900 / SEC#: , 8-42123

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8501 Ibm Drive, Suite 150, Charlotte, NC 28262

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105

Phone number

(212) 314-2137

Established

Delaware since 01/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EQ HOLDINGS, LLC	OWNER
D'AUGUSTE, ARIELLE RACHEL	GENERAL COUNSEL	7252573
DURSO, ALFRED JOSEPH	CHIEF COMPLIANCE OFFICER	2546771
KAIS, JAMES MICHAEL	DIRECTOR	2529327
LANE, NICHOLAS BURRITT	CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER	4994948
SCANLON, STEPHEN CAULEY	DIRECTOR	2219308
SCAPPATOR, CANDACE LYNN	FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER	4697607

Disclosures

Arbitration

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Candace L. Scappator

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Candace Lynn Scappator's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE DISTRIBUTORS, LLC

FIRST TRYON SECURITIES, LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2007

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2003

Series 24

Date: 12/18/2023

Series 27

Date: 10/30/2012

FINRA

Current Firm

EQUITABLE DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EQUITABLE DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors