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FIRM PROFILE
Overview
EQUITABLE DISTRIBUTORS, LLC is located at 8501 Ibm Drive, Suite 150, Charlotte, NC 28262 and was first established at Atlanta, Delaware in 01/01/2002. After operating for 24 years, EQUITABLE DISTRIBUTORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EQUITABLE DISTRIBUTORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. EQUITABLE DISTRIBUTORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EQUITABLE DISTRIBUTORS, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 0 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EQUITABLE DISTRIBUTORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EQUITABLE DISTRIBUTORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for EQUITABLE DISTRIBUTORS, LLC Comes From
Understanding the Statistics for EQUITABLE DISTRIBUTORS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
8501 Ibm Drive, Suite 150, Charlotte, NC 28262
1345 Avenue Of The Americas, New York, NY 10105
Medium
(212) 314-2137
Delaware since 01/01/2002
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| EQ HOLDINGS, LLC | OWNER | ||
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 | |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 | |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 | |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 | |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 | |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
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Advisor's working at EQUITABLE DISTRIBUTORS, LLC
Stephen Cauley Scanlon
David Michael Kahal
Christopher L Zehetmaier
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