Stephen A. Curley

55 NORTH PRIVATE WEALTH

WINTER PARK, FL 32789

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CRD#: 4684173

Professional summary

Stephen Armfield Curley, CFP®, who also goes by Stephen Curley, is a registered financial advisor currently at 55 NORTH PRIVATE WEALTH located in Winter Park, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stephen has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Curley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Armfield Curley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

May 2, 2023 - Present

55 NORTH PRIVATE WEALTH

Office #1: 268 W New England Avenue, Winter Park, FL 32789

RIA

CRD#: 325325

WINTER PARK, FL

Past

December 14, 2020 - July 20, 2021

EATON VANCE WATEROAK ADVISORS

RIA

CRD#: 132047

Winter Park, FL

Past

June 12, 2008 - December 11, 2020

WATER OAK ADVISORS, LLC

RIA

CRD#: 140486

WINTER PARK, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

55 NORTH PRIVATE WEALTH

55 NORTH PRIVATE WEALTH | 55 NORTH PRIVATE WEALTH, LLC

CRD#: 325325 / SEC#: 801-132533

RIA

Registered Investment Advisory firm - (5/16/2025 Approved)

Florida

Registered Investment Advisory firm - (5/19/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/2/2023)

IAR

Texas
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2008

Uniform Investment Adviser Law Examination

Current Firm

55 NORTH PRIVATE WEALTH

55 NORTH PRIVATE WEALTH | 55 NORTH PRIVATE WEALTH, LLC

CRD#: 325325 / SEC#: 801-132533

RIA

Registered Investment Advisory firm - (5/16/2025 Approved)

Florida

Registered Investment Advisory firm - (5/19/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2025 Terminated)

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Contact information

Main Address

268 W New England Avenue, Winter Park, FL 32789

Mailing Address

Phone number

(407) 960-4769

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (6/6/2025)

Regulatory assets under management

Total Number of Accounts	557
AUM (Assets Under Management)	$ 366,783,137

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen A. Curley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Armfield Curley's CRS (Customer Relationship Summary).

Certified licenses

Experience

55 NORTH PRIVATE WEALTH

EATON VANCE WATEROAK ADVISORS

WATER OAK ADVISORS, LLC

Primary Firm SEC Registration

55 NORTH PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2008

Current Firm

55 NORTH PRIVATE WEALTH

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

55 NORTH PRIVATE WEALTH

TRUST BUT VERIFY

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