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Matt Montgomery
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Matt Montgomery

MATT MONTGOMERY
JACKSONVILLE, TX
·CRD# 1391955·41 years experience

Professional Summary

Matt Montgomery, who also goes by Matthew Louis Montgomery, is a registered financial advisor currently at MATT MONTGOMERY located in Jacksonville, Texas and OSAIC WEALTH, INC. located in Jacksonville, Texas. Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Matt has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Louis Montgomery

Blog Corner

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Videos & Posts

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MATT MONTGOMERY·CRD# 114181
RIA
1504 East Rusk Street, Jacksonville, TX 75766
April 14, 2021 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
1504 East Rusk, Jacksonville, TX 75766
July 28, 1995 - Present
MATT MONTGOMERY·CRD# 114181
RIA
Jacksonville, TX
July 17, 2003 - May 7, 2004
OSAIC WEALTH, INC.·CRD# 23131
RIA
Jacksonville, TX
July 28, 1995 - September 13, 2011
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
March 24, 1986 - October 5, 1998
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION·CRD# 3461
BD
December 11, 1985 - March 14, 1986

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TYLER, TX · CRD#

Current Firm

MM
MATT MONTGOMERY

MATT MONTGOMERY | MONTGOMERY FINANCIAL DESIGNS, LLC | MATTHEW LOUIS MONTGOMERY | MATTHEW L. MONTGOMERY | MATT MONTGOMERY(LEGAL) MONTGOMERY FINANCIAL DESIGNS (PRIMARY)

CRD#: 114181
Texas
Registered Investment Advisory firm - Texas (1/2/1998 Approved)

Contact Information

Main Address

1504 East Rusk Street, Jacksonville, TX 75766

Phone Number

(903) 586-3494

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

86

AUM (Assets Under Management)

$36,307,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Matt Montgomery, YES, 1504 EAST RUSK STREET, JACKSONVILLE, TEXAS 75766, OWNER/IAR, 01/1998, 40, 40, DISCRETIONARY MONEY MANAGEMENT AND DIVORCE CONSULTING. 2. INSURANCE, YES, 1504 EAST RUSK STREET, JACKSONVILLE, TEXAS 75766, AGENT, 05/1982, 3, 3, TERM LIFE SALES. 3. ELOHIM POSITION: Chairman of the Board NATURE: 501C 3-9 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: 19920 CR 481, Lindale TX 75771, United States DESCRIPTION: Annual board meetings are required and held in January each year. The nature of the meeting is to discuss activities for prior year and next year. As chairman, I create the Agenda with the help of our missionary and I chair the meeting. MISSION STATEMENT: Since its founding in 2011, ELOHIM Love International Ministries (ELIM) has empowered, nurtured and provided training and resources to help impoverished communities in Africa and the Philippines to overcome challenges and regain hope. We believe that ministry is most effectively done by trained men and women within their native cultural contexts. We also believe that for long-term reproducibility, ministries should receive their primary financial support from sources within their culture. We have provided resourcing and funding to develop and distribute material resources for the support of ELIM sponsored: 1) missions personnel, 2) projects and 3) other special projects. 4. CENTRAL BAPTIST CHURCH POSITION: Treasurer NATURE: Church INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 1609 East Risk Risk Street, Jacksonville TX 75766, United States DESCRIPTION: Present monthly financial reports to the church prepared by our Business Manager2. Chair the Budget Committee each October on a committee of 8 other people3. Present the upcoming annual budget to the church in December each year4. All disbursements for salaries and expenses are emailed to me, however, as of April 27, I am no longer on the bank accounts, nor is my name on any of the checks or invoices (a trustee has replaced me).

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/21/2022)
RR
Louisiana
(12/14/2022)
RR
Texas
(7/28/1995)
IAR
Texas
(4/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1985About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Matt Montgomery's CRS (Customer Relationship Summary).

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