Matt Montgomery
Professional summary
Matt Montgomery, who also goes by Matthew Louis Montgomery, is a registered financial advisor currently at MATT MONTGOMERY located in Jacksonville, Texas and OSAIC WEALTH, INC. located in Jacksonville, Texas.
Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Matt has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matt Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2021 - Present
MATT MONTGOMERY
Office #1: 1504 East Rusk Street, Jacksonville, TX 75766July 28, 1995 - Present
OSAIC WEALTH, INC.
Office #1: 1504 East Rusk, Jacksonville, TX 75766July 17, 2003 - May 7, 2004
MATT MONTGOMERY
July 28, 1995 - September 13, 2011
OSAIC WEALTH, INC.
March 24, 1986 - October 5, 1998
NEW ENGLAND SECURITIES
December 11, 1985 - March 14, 1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2022)
(12/14/2022)
(7/28/1995)
(4/14/2021)
Exams
FINRA
Current Firm
MATT MONTGOMERY
CRD#: 114181 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 36,307,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
