Matt Montgomery
Professional Summary
Matt Montgomery, who also goes by Matthew Louis Montgomery, is a registered financial advisor currently at MATT MONTGOMERY located in Jacksonville, Texas and OSAIC WEALTH, INC. located in Jacksonville, Texas. Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Matt has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matthew Louis Montgomery
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
MATT MONTGOMERY | MONTGOMERY FINANCIAL DESIGNS, LLC | MATTHEW LOUIS MONTGOMERY | MATTHEW L. MONTGOMERY | MATT MONTGOMERY(LEGAL) MONTGOMERY FINANCIAL DESIGNS (PRIMARY)
Contact Information
Main Address
1504 East Rusk Street, Jacksonville, TX 75766Phone Number
(903) 586-3494# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
86AUM (Assets Under Management)
$36,307,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/21/2022)
(12/14/2022)
(7/28/1995)
(4/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1985About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Matt Montgomery's CRS (Customer Relationship Summary).
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