Tye W. Amendt

OSAIC WEALTH

FLAGLER, CO 80815

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CRD#: 4667724

Professional summary

Tye Weston Amendt, who also goes by Tye Amendt, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Flagler, Colorado.

Tye is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Tye has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tye Amendt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***SIMLA VOLUNTEER FIRE BOARD MEMBER POSITION: Board Member NATURE: I joined the Simla Volunteer Fire Department Board of Directors. no pay INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 219 Sioux Ave, Simla CO 80835 DESCRIPTION: Simple Board Member ***COMPASS FINANCIAL DBA OF AMENDT INSURANCE AND FINANCIAL, INC. POSITION: Registered Representative NATURE: Compass Financial is a DBA for Amendt Insurance and Financial, Inc. Compass Financial is what I brand my registered rep business through. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 35 START DATE: 05/01/2005 ADDRESS: 168 E. Ave, Limon CO 80828 DESCRIPTION: Compass Financial is a DBA for Amendt Insurance and Financial, Inc. Compass Financial is what I brand my registered rep business through. ***GORDON INSURANCE AGENCY POSITION: Agent NATURE: I share an office with Gordon Insurance Agency, Inc. where there primary business is P&C and crop insurance. Gordon Insurance dose some Life, Health and LTC insurance also. Very little disability. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/05/2005 ADDRESS: 168 E. Ave, Limon CO 80828 ***SECURITIES AMERICA ADVISORS, INC. POSITION: Owner/Investment Advisor NATURE: This OBA is to add an advisory capacity to my existing investment practice. The advisory services will be offered through Securities America Advisors, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 35 START DATE: 07/01/2019 ADDRESS: 168 E Ave, Limon CO 80828 DESCRIPTION: Will meet with (prospective) clients and formulate an overall, holistic, financial plan that meets their investment and retirement goals. ***COLORADO PROPERTIES, LLC POSITION: COMMERCIAL RENTAL NATURE: COMMERCIAL RENTAL PROPERTIES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 20800 COUNTY ROAD 129, SIMLA CO 80835 DESCRIPTION: I COLLECT RENT ONCE A MONTH ON WEEKENDS. I WILL FIX STUFF EVERY ONCE IN A WHILE ON WEEKENDS OR NIGHTS. MY WIFE ***BIG SANDY INVESTMENTS, LLC POSITION: RESIDENTIAL REAL ESTATE - RELATED: NO - NUMBER OF HOURS: 2 - SECURITIES TRADING HOURS: 0 - START DATE: 1/2009 ADDRESS: 20800 COUNTY ROAD 129, SIMLA CO 80835 - DESCRIPTION: I COLLECT RENT OF WEEKENDS. I DO MAINTENANCE ON PROPERTIES O ***COMPASS TAX, LLC POSITION: Partner - Only Provide Referrals NATURE: This venture is called Compass Tax. I will only be involved by providing referrals for the tax preparer and partner Michael Fulmer. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 168 E Ave, PO Box 460, Limon CO 80828, United States DESCRIPTION: I refer people to Compass Tax's services if I feel that they could benefit from the tax preparation and tax planning services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tye Weston Amendt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Tye Weston Amendt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 317 Main Street, Flagler, CO 80815Office #2: 168 E Ave, Limon, CO 80828

RIA

CRD#: 23131

FLAGLER, CO

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 317 Main Street, Flagler, CO 80815Office #2: 168 E Ave, Limon, CO 80828

RIA

CRD#: 23131

FLAGLER, CO

Past

June 20, 2019 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LIMON, CO

Past

November 14, 2014 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LIMON, CO

Past

November 3, 2010 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

LIMON, CO

Past

March 5, 2007 - November 5, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

COLORADO SPRINGS, CO

Past

November 17, 2005 - February 28, 2007

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/18/2025)

Colorado
(6/14/2024)

IAR

Colorado
(6/14/2024)

Florida
(1/7/2025)

Kansas
(6/14/2024)

Minnesota
(3/31/2025)

Missouri
(6/14/2024)

Nebraska
(6/14/2024)

Nevada
(6/14/2024)

Oklahoma
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Utah
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tye W. Amendt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tye Weston Amendt's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Tye Weston Amendt's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SUNSET FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2019

Series 63

Date: 6/11/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2010

Series 6

Date: 11/16/2005

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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