Alexander Marco Grutman
Professional Summary
Alexander Marco Grutman, who also goes by Sasha Grutman, is a registered financial advisor currently at MIDDLEMARCH SECURITIES LLC located in New York, New York. Alexander is registered as a RR (Registered Representative) and started their career in finance in 2012. Alexander has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sasha Grutman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
MIDDLEMARCH SECURITIES LLC
Contact Information
Main Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902Mailing Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902Phone Number
(212) 913-9660Established
Delaware since 02/08/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/6/2017)
(6/16/2017)
(4/6/2017)
(6/23/2017)
(6/21/2017)
(4/10/2017)
(6/5/2017)
(7/6/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alexander Marco Grutman's CRS (Customer Relationship Summary).
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