Eric W. Seeley
Professional summary
Eric William Seeley, who also goes by Erik William Seeley, is a registered financial professional currently at D & D SECURITIES, INC. located in Philadelphia, Pennsylvania.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric William Seeley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2019 - Present
D & D SECURITIES, INC.
Office #1: 2929 Walnut Street 8th Floor, Philadelphia, PA 19104August 12, 2016 - September 23, 2019
CV BROKERAGE, INC
October 21, 2013 - August 12, 2016
PNC WEALTH MANAGEMENT LLC
July 14, 2008 - July 6, 2012
PNC WEALTH MANAGEMENT LLC
July 17, 2007 - April 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
BOX Exchange LLC
MIAX Sapphire
Nasdaq PHLX LLC
Current Firm
D & D SECURITIES, INC.
CRD#: 31470 / SEC#: , 8-44989
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
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