Dilip Sharma
Professional Summary
Dilip Sharma is a registered financial advisor currently at FLEXTRADE LLC located in Great Neck, New York. Dilip is registered as a RR (Registered Representative) and started their career in finance in 2003. Dilip has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
FLEXTRADE LLC
Contact Information
Main Address
111 Great Neck Road, Great Neck, NY 11021Mailing Address
111 Great Neck Road Suite 314, Great Neck, NY 11021Phone Number
(516) 627-8993Established
New York since 12/18/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/19/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2004SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dilip Sharma's CRS (Customer Relationship Summary).
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