Carl Anthony Serra Iii
Professional Summary
Carl Anthony Serra III, who also goes by Carl Anthony Serra III, Carl Serra, Carl Anthony Serra, is a registered financial advisor currently at BLOOM SECURITIES, LLC located in Aventura, Florida and P G BOOLE, LLC located in Sherborn, Massachusetts. Carl is registered as a RR (Registered Representative) and started their career in finance in 2008. Carl has worked at 30 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carl Anthony Serra Iii, Carl Serra, Carl Anthony Serra
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION
Contact Information
Main Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201Mailing Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201Phone Number
(214) 863-4255Established
Delaware since 12/15/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carl Anthony Serra III's CRS (Customer Relationship Summary).
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