Jeffrey E Ellis
Professional Summary
Jeffrey E Ellis is a registered financial advisor currently at CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 62, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
CROSSTREE CAPITAL SECURITIES, LLC
Contact Information
Main Address
4830 W Kennedy Blvd Suite 600, Tampa, FL 33609Mailing Address
Po Box 260095, Tampa, FL 33685-0095Phone Number
(813) 774-4753Established
Florida since 07/22/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/17/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2010SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey E Ellis's CRS (Customer Relationship Summary).
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