Katherine Alice Anderson
Professional Summary
Katherine Alice Anderson, who also goes by Katy Ryniec, is a registered financial advisor currently at CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida and NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington. Katherine is registered as a RR (Registered Representative) and started their career in finance in 2007. Katherine has worked at 17 firms and has passed the Series 99TO, SIE, Series 28 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katy Ryniec
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
AUDACITY CAPITAL PARTNERS LLC
Contact Information
Main Address
26455 Riverrock Way, Santa Clarita, CA 91350Mailing Address
10866 Wilshire Blvd 4th Floor, Los Angeles, CA, 90024Phone Number
(818) 489-1316Established
California since 01/19/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/17/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Katherine Alice Anderson's CRS (Customer Relationship Summary).
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