Alex L. Orloff
Professional summary
Alex L Orloff, who also goes by Alex Orloff, Alexej Lou Orloff, Alexej Orloff, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Alex is registered as a RR (Registered Representative) and started their career in finance in 2003. Alex has worked at 5 firms and has passed the Series 63, Series 99TO, Series 86, Series 87, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alex L Orloff's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2025 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428July 2, 2024 - February 14, 2025
ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC
January 11, 2023 - August 28, 2024
BA SECURITIES, LLC
January 31, 2020 - November 2, 2022
BMS CAPITAL ADVISORY, INC.
June 23, 2010 - October 3, 2012
CREDIT SUISSE SECURITIES (USA) LLC
January 2, 2003 - February 18, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2025)
(7/23/2025)
Exams
Series 99TO
Date: 7/2/2024
Operations Professional ExaminationSeries 79TO
Date: 2/10/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/31/2020
General Securities Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
