LP
Larry Parker
EAGLE STRATEGIES LLC
MATTHEWS, NC 28105
Some features on this profile are disabled
CRD#: 4575743
LP
Professional summary
Larry Parker, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Matthews, North Carolina and NYLIFE SECURITIES LLC located in Matthews, North Carolina.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Larry has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1-15 HOURS PER WEEK; DBA PARKER FINANCIAL GROUP LLC; NOT INVESTMENT RELATED; 6100 FAIRVIEW ROAD, SUITE 400, CHARLOTTE, NC 28210; INSURANCE BROKE; START DATE: 12/01/2005] [PARKER REAL ESTATE GROUP, LLC; COMMERCIAL AND RESIDENTIAL REAL ESTATE OWNERSHIP.; 5712 BARDSEY CT., MATTHEWS, NC 28104; START DATE 12/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [PORTER RIDGE ATHLETIC ASSOCIATION (PRAA); COACHING SPORTS. BASKETBALL, BASEBALL, SOCCER, FOOTBALL...; P.O. BOX 707 , INDIAN TRAIL, NC 28079; START DATE 12/2014; ROLE/TITLE: VOLUNTEER; NOT INVESTMENT RELATED; 8 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF PARKER FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: MATTHEWS, NC; START DATE: 04/2015][VATC Investments, LLC; passive real estate investment development project; Building luxury condos on the lake.; 8 acres of raw land purchased adjacent to Lake Norman, NC; Start Date 08/2024; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Rental Property; purchase rental properties to rent out for rental income; 5712 Bardsey Ct., Matthews, NC, 28104; Start Date 10/2024; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view Larry Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
December 12, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 10590 Independence Pointe Pkwy Suite 100, Matthews, NC 28105RIA
CRD#: 110826
MATTHEWS, NC
Current
September 19, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 10590 Independence Pointe Pkwy Suite 100, Matthews, NC 28105BD
CRD#: 5167
Matthews, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2024)
RR
Alaska(9/3/2024)
RR
Arizona(9/3/2024)
RR
California(9/25/2002)
RR
District of Columbia(9/5/2018)
RR
Florida(1/29/2015)
RR
Georgia(5/14/2018)
RR
Idaho(9/23/2025)
RR
Maine(9/3/2024)
RR
Maryland(7/18/2024)
RR
Massachusetts(11/19/2015)
RR
Mississippi(8/28/2025)
RR
Nevada(8/9/2021)
RR
New York(2/12/2003)
RR
North Carolina(2/12/2003)
IAR
North Carolina(12/12/2007)
RR
Oklahoma(9/3/2024)
RR
South Carolina(4/16/2015)
RR
South Dakota(1/15/2020)
RR
Tennessee(7/19/2023)
RR
Texas(11/7/2016)
IAR
Texas(11/15/2016)
RR
Virginia(4/13/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
