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GF

Geoffrey D. Flahardy

EXCHANGERIGHT SECURITIES
Pasadena, CA 91106
Some features on this profile are disabled
CRD#: 4561569
GF

Professional summary

Geoffrey Dwain Flahardy, who also goes by Geoff Flahardy, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Geoffrey has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Geoff Flahardy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Geoffrey Dwain Flahardy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2018 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
BD
CRD#: 283430
Pasadena, CA
Past

January 2, 2020 - July 6, 2020

LIGHTHOUSE CAPITAL GROUP, LLC

BD
CRD#: 169135
PASADENA, CA
Past

January 29, 2016 - January 29, 2018

LOWELL & COMPANY, INC.

BD
CRD#: 24913
LUBBOCK, TX
Past

November 11, 2002 - October 1, 2014

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/24/2018)
RR
Alaska
(11/24/2025)
RR
Arizona
(12/4/2025)
RR
Arkansas
(4/17/2025)
RR
California
(1/29/2018)
RR
Colorado
(3/27/2018)
RR
Connecticut
(4/15/2025)
RR
Delaware
(4/19/2025)
RR
District of Columbia
(2/14/2019)
RR
Florida
(3/27/2018)
RR
Georgia
(1/29/2018)
RR
Hawaii
(11/25/2025)
RR
Idaho
(11/24/2025)
RR
Illinois
(3/27/2018)
RR
Indiana
(4/16/2025)
RR
Iowa
(4/22/2025)
RR
Kansas
(4/15/2025)
RR
Kentucky
(4/17/2025)
RR
Louisiana
(4/15/2025)
RR
Maine
(4/15/2025)
RR
Maryland
(9/26/2018)
RR
Massachusetts
(1/4/2019)
RR
Michigan
(4/17/2025)
RR
Minnesota
(4/16/2025)
RR
Mississippi
(4/24/2025)
RR
Missouri
(3/28/2018)
RR
Montana
(12/2/2025)
RR
Nebraska
(1/3/2019)
RR
Nevada
(11/24/2025)
RR
New Hampshire
(4/16/2025)
RR
New Jersey
(9/24/2018)
RR
New Mexico
(11/25/2025)
RR
New York
(9/21/2018)
RR
North Carolina
(3/27/2018)
RR
North Dakota
(4/21/2025)
RR
Ohio
(4/15/2025)
RR
Oklahoma
(4/15/2025)
RR
Oregon
(11/26/2025)
RR
Pennsylvania
(9/25/2018)
RR
Puerto Rico
(5/5/2025)
RR
Rhode Island
(4/16/2025)
RR
South Carolina
(9/26/2018)
RR
South Dakota
(4/15/2025)
RR
Tennessee
(4/16/2025)
RR
Texas
(9/21/2018)
RR
Utah
(11/25/2025)
RR
Vermont
(4/15/2025)
RR
Virginia
(9/21/2018)
RR
Washington
(3/28/2018)
RR
West Virginia
(4/24/2025)
RR
Wisconsin
(4/16/2025)
RR
Wyoming
(12/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EXCHANGERIGHT SECURITIES, LLC
EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Phone number
(626) 564-1031
Established
California since 01/06/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430Pasadena, CA 91106

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