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RS

Robert A. Stallard

VERTICAL RESEARCH SECURITIES
STAMFORD, CT 06901
Some features on this profile are disabled
CRD#: 4548610
RS

Professional summary

Robert Alan Stallard is a registered financial professional currently at VERTICAL RESEARCH SECURITIES, INC. located in Stamford, Connecticut.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 4 firms and has passed the Series 63, Series 87, Series 7TO, SIE, Series 86 and Series 17 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Alan Stallard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

VERTICAL RESEARCH SECURITIES, INC.

Office #1: 6 Landmark Square Suite 720, Stamford, CT 06901
BD
CRD#: 334696
STAMFORD, CT
Past

September 1, 2010 - August 11, 2016

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

May 28, 2008 - June 9, 2010

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

October 10, 2002 - May 22, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 8/19/2025
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/12/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 9/1/2004
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 17
Date: 10/8/2002
Limited Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VR
VERTICAL RESEARCH SECURITIES, INC.
VERTICAL RESEARCH PARTNERS, LLC | VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696 / SEC#: , 8-71336

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
6 Landmark Square Suite 720, Stamford, CT 06901
Mailing Address
6 Landmark Square Suite 720, Stamford, CT 06901
Phone number
(203) 276-5671
Established
Connecticut since 02/10/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SPRAGUE, JEFFREY TODDPRESIDENT1655155
KIRSCHENBLATT, CHAD ETHANFINOP2503352
SULPIZIO, DAVID VINCENTCHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER2273755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696Stamford, CT 06901

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