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RS

Robert Alan Stallard

VERTICAL RESEARCH SECURITIES
STAMFORD, CT
·CRD# 4548610·24 years experience

Professional Summary

Robert Alan Stallard is a registered financial advisor currently at VERTICAL RESEARCH SECURITIES, INC. located in Stamford, Connecticut. Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 4 firms and has passed the Series 63, Series 87, Series 7TO, SIE, Series 86 and Series 17 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

VERTICAL RESEARCH SECURITIES, INC.·CRD# 334696
BD
2 Landmark Square Suite 207, Stamford, CT 06901
January 27, 2026 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
September 1, 2010 - August 11, 2016
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
New York, NY
May 28, 2008 - June 9, 2010
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 10, 2002 - May 22, 2008

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Current Firm

VR
VERTICAL RESEARCH SECURITIES, INC.

VERTICAL RESEARCH PARTNERS, LLC | VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696 / SEC#: 8-71336
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2 Landmark Square Suite 207, Stamford, CT 06901

Mailing Address

2 Landmark Square Suite 207, Stamford, CT 06901

Phone Number

(203) 276-5671

Established

Connecticut since 02/10/2025

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SPRAGUE, JEFFREY TODDPRESIDENT1655155
KIRSCHENBLATT, CHAD ETHANFINOP2503352
SULPIZIO, DAVID VINCENTCHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER2273755

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(4/10/2026)
RR
New York
(4/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2025About the Series 87 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2025About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Sep 2004About the Series 86 exam

Series 17 — Limited Registered Representative Examination

Passed Oct 2002
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Alan Stallard's CRS (Customer Relationship Summary).

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