Timothy J. Lastivka
Professional summary
Timothy Joseph Lastivka Jr, who also goes by Tim Joseph Lastivka, Jr., Timothy Joseph Lastivka Jr, Tim Joseph Lastivka, Jr. Jr, Timothy Joseph Lastivka, Jr. Jr, Timothy Joseph Lastivka, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Joseph Lastivka Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 200 Dryden Road 4th Floor, Dresher, PA 19025July 1, 2019 - April 23, 2025
TRANSAMERICA INVESTORS SECURITIES, LLC
January 4, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
August 27, 2008 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
June 28, 2007 - April 8, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
March 11, 2004 - June 4, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 23, 2003 - March 5, 2004
NATCITY INVESTMENTS, INC.
October 2, 2002 - July 1, 2003
MORGAN STANLEY DW INC.
September 27, 2002 - July 1, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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