Hitesh Mittal
Professional summary
Hitesh Mittal is a registered financial professional currently at BESTEX RESEARCH SECURITIES, LLC located in Stamford, Connecticut.
Hitesh is registered as a RR (Registered Representative) and started their career in finance in 2004. Hitesh has worked at 6 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hitesh Mittal's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2021 - Present
BESTEX RESEARCH SECURITIES, LLC
Office #1: 2 Landmark Square Suite 214, Stamford, CT 06901Office #2: 2 Landmark Square, Suite 214, Stamford, CT 06901March 6, 2020 - January 6, 2021
ANOS CAPITAL, LLC
July 23, 2019 - July 29, 2022
SRT SECURITIES LLC
September 10, 2012 - September 1, 2015
ALPS DISTRIBUTORS, INC.
August 20, 2010 - August 3, 2011
VIRTU ALTERNET SECURITIES LLC
June 7, 2004 - August 3, 2011
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(12/23/2021)
(3/3/2022)
(9/20/2021)
(6/3/2022)
(2/14/2022)
(3/4/2022)
(2/16/2022)
(12/1/2021)
(4/18/2022)
(3/24/2022)
(12/10/2021)
(12/20/2021)
(3/24/2022)
(6/27/2022)
(6/27/2022)
(2/3/2022)
(10/16/2021)
(2/18/2022)
(11/24/2021)
(1/7/2022)
(4/22/2022)
(4/5/2022)
(1/27/2022)
(3/22/2022)
(1/12/2022)
(2/1/2022)
Exams
Series 57TO
Date: 9/30/2019
Securities Trader ExamFINRA
Current Firm
BESTEX RESEARCH SECURITIES, LLC
CRD#: 309569 / SEC#: , 8-70584
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
