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Micah Anthony Taylor Mr.

ARK SECURITIES
New York , NY
·CRD# 2890693·29 years experience

Professional Summary

Micah Anthony Taylor Mr., who also goes by Micah Anthony Taylor, is a registered financial advisor currently at ARK SECURITIES LLC located in New York , New York. Micah is registered as a RR (Registered Representative) and started their career in finance in 1997. Micah has worked at 4 firms and has passed the Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Micah Anthony Taylor

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ARK SECURITIES LLC·CRD# 246787
BD
1. 44 Wall Street Suite 602, New York , NY 100052. 1950 University Circle Suite 200, Palo Alto, CA 943033. 75 Rockefeller Plaza Suite 18b, New York , NY 10019
March 22, 2019 - Present
PANMURE GORDON SECURITIES LIMITED·CRD# 268823
BD
London
January 10, 2022 - December 16, 2024
AVIOR CAPITAL MARKETS US, LLC·CRD# 172595
BD
New York, NY
June 25, 2020 - January 12, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
October 24, 1997 - April 2, 1998

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Current Firm

AS
ARK SECURITIES LLC

ARK SECURITIES LLC | T&G PRIVATE CAPITAL LLC | HUDSONFIELD SECURITIES LLC

CRD#: 246787 / SEC#: 8-69629
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

1950 University Circle Suite 200, Palo Alto, CA 94303

Mailing Address

1950 University Circle Suite 200, Palo Alto, CA 94303

Phone Number

(626) 235-8063

Established

Delaware since 04/21/2015

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLIVE ASSET MANAGEMENT LLCPARENT COMPANY—
BUNT, DAVID JOHNCHIEF COMPLIANCE OFFICER2201693
GRAY, JOHN CLARKEFINOP/PFO/POO1367440
LU, SHENCHIEF EXECUTIVE OFFICER4640530
TAYLOR, MICAH ANTHONY MR.GENERAL COUNSEL2890693

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Micah Anthony Taylor Mr.'s CRS (Customer Relationship Summary).

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