Todd Lovell
Professional summary
Todd Lovell, who also goes by Todd Michael Lovell, is a registered financial professional currently at CC SECURITIES, LLC located in Stamford, Connecticut.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2002. Todd has worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Lovell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2020 - Present
CC SECURITIES, LLC
Office #1: 3 Landmark Square 5th Floor, Stamford, CT 06901Office #2: 3 Landmark Square 5th Floor, Stamford, CT 06901September 11, 2018 - April 24, 2020
ABERDEEN FUND DISTRIBUTORS, LLC
May 25, 2017 - June 22, 2018
UBS ASSET MANAGEMENT (US) INC.
August 15, 2012 - November 30, 2015
BROOKFIELD PRIVATE ADVISORS LLC
March 16, 2012 - November 30, 2015
QUASAR DISTRIBUTORS, LLC
July 23, 2007 - August 13, 2008
MORGAN STANLEY DISTRIBUTION, INC.
May 30, 2003 - July 3, 2007
DEAM INVESTOR SERVICES, INC.
January 14, 2002 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2021)
(5/15/2020)
(7/15/2020)
(5/21/2020)
(5/28/2020)
(1/29/2024)
(5/15/2020)
(6/9/2020)
(6/11/2020)
(7/15/2020)
(5/15/2020)
(5/20/2020)
Exams
FINRA
Current Firm
CC SECURITIES, LLC
CRD#: 153523 / SEC#: , 8-68546
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
