Margaret Washburn Gavlik
Professional Summary
Margaret Washburn Gavlik, who also goes by Margaret Dana Gavlik, Margaret Gavlik, Margaret Dana Washburn, is a registered financial advisor currently at CC SECURITIES, LLC located in Stamford, Connecticut. Margaret is registered as a RR (Registered Representative) and started their career in finance in 1983. Margaret has worked at 6 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 52, Series 87, Series 3, Series 55, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Margaret Dana Gavlik, Margaret Gavlik, Margaret Dana Washburn
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
CC SECURITIES, LLC | CENTERCAP SECURITIES, LLC | CENTERCAP SECURITIES
Contact Information
Main Address
3 Landmark Square 5th Floor, Stamford, CT 06901Mailing Address
3 Landmark Square 5th Floor, Stamford, CT 06901Phone Number
(212) 620-2655Established
Delaware since 12/07/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/2/2020)
(12/2/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jun 2021About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2017About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Margaret Washburn Gavlik's CRS (Customer Relationship Summary).
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