David M. Kirby
Professional summary
David Martin Kirby is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 10 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Martin Kirby's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2024 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428December 13, 2023 - March 7, 2024
INVICTA CAPITAL LLC
October 26, 2016 - December 5, 2023
CRITO CAPITAL LLC
March 19, 2016 - September 6, 2016
EQUUS FINANCIAL CONSULTING LLC
November 6, 2014 - November 3, 2016
MALLORY CAPITAL GROUP, LLC
March 13, 2009 - May 18, 2009
NAVIDAR GROUP LLC
February 9, 2007 - October 14, 2014
LEGEND SECURITIES, INC.
May 6, 2003 - October 31, 2006
CPIBD LLC
March 8, 2002 - September 9, 2002
CITIGROUP GLOBAL MARKETS INC.
January 21, 2002 - April 12, 2002
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2024)
(4/1/2024)
(3/7/2024)
Exams
FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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