David J. Pieri
Professional summary
David Joseph Pieri, who also goes by David Joseph Pieri, David Pieri, is a registered financial professional currently at NABSECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Joseph Pieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2021 - Present
NABSECURITIES, LLC
Office #1: 277 Park Avenue 19th Floor, New York, NY 10172December 9, 2016 - May 7, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
June 11, 2009 - December 22, 2016
NATWEST MARKETS SECURITIES INC.
June 30, 2006 - May 29, 2009
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2024)
(2/3/2021)
Exams
FINRA
Current Firm
NABSECURITIES, LLC
CRD#: 47390 / SEC#: , 8-51785
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL AUSTRALIA BANK LIMITED | OWNER | |
| ALLAN-SMITH, JOHN NEVILLE | DIRECTOR / CHAIRMAN OF THE BOARD | 8027334 |
| KIRSCHENBLAT, CHAD ETHAN | FINOP & PFO | 2503352 |
| LESTER, MEREDITH | DIRECTOR | 7426691 |
| LYUBOMIRSKAYA, SVETLANA | DIRECTOR | 2793040 |
| MASCARENHAS, CARLA JANE | DIRECTOR | 6313662 |
| SCHILLING, MICHAEL JAMES | CHIEF COMPLIANCE OFFICER | 2609624 |
| TAIANO, RICHARD LOUIS | PRESIDENT / CEO / DIRECTOR | 3037875 |
Red Flags
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