Michael James Schilling
Professional Summary
Michael James Schilling is a registered financial advisor currently at LIVINGSTON SECURITIES, LLC located in Uniondale, New York and RCM SECURITIES located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 20 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 25, Series 55, Series 7, Series 4, Series 9, Series 10, Series 14, Series 27 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Years of Experience
31 years in the financial services industry
Current & Past Employments
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Current Firm
NABCAPITAL SECURITIES LLC | NATIONAL AUSTRALIA CAPITAL MARKETS, LLC | NABSECURITIES, LLC
Contact Information
Main Address
277 Park Avenue 19th Floor, New York, NY, 10172Mailing Address
277 Park Avenue 19th Floor, New York, NY, 10172Phone Number
(212) 916-9500Established
Delaware since 09/05/1998Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL AUSTRALIA BANK LIMITED | OWNER | — |
| ALLAN-SMITH, JOHN NEVILLE | DIRECTOR / CHAIRMAN OF THE BOARD | 8027334 |
| KIRSCHENBLAT, CHAD ETHAN | FINOP & PFO | 2503352 |
| LESTER, MEREDITH | DIRECTOR | 7426691 |
| LYUBOMIRSKAYA, SVETLANA | DIRECTOR | 2793040 |
| SCHILLING, MICHAEL JAMES | CHIEF COMPLIANCE OFFICER | 2609624 |
| TAIANO, RICHARD LOUIS | PRESIDENT / CEO / DIRECTOR | 3037875 |
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(4/16/2020)
(1/28/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
(1/16/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 25 — NYSE Trading Assistant Examination
Passed Feb 2002Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 1998Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2005About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2004About the Series 10 examSRO Registrations
SRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Michael James Schilling's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
