Scott Littlewood
Professional summary
Scott Littlewood, who also goes by Scott Douglas Littlewood, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Littlewood's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2026 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 200 Dryden Road, Dresher, PA 19025September 4, 2025 - March 13, 2026
LPL FINANCIAL LLC
October 5, 2023 - April 7, 2025
DFA SECURITIES LLC
January 5, 2023 - August 17, 2023
STANCORP EQUITIES, INC.
January 18, 2022 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
March 4, 2015 - December 31, 2020
MML DISTRIBUTORS, LLC
June 15, 2009 - February 6, 2015
ADP BROKER-DEALER, INC.
February 13, 2004 - June 5, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
January 16, 2002 - August 5, 2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2026)
Exams
Series 7TO
Date: 7/2/2024
General Securities Representative ExaminationFINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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