Theodore L. Husveth
Professional summary
Theodore Louis Husveth, who also goes by Ted Husveth, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York and TRADEWEB LLC located in New York, New York.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 2001. Theodore has worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Louis Husveth's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2016 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167January 6, 2016 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167June 5, 2015 - November 25, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 26, 2015 - June 5, 2015
STERNE, AGEE & LEACH, INC.
December 13, 2010 - January 5, 2015
SG AMERICAS SECURITIES, LLC
June 23, 2009 - November 23, 2010
ICE BONDS SECURITIES CORPORATION
September 19, 2008 - May 5, 2009
DEUTSCHE BANK SECURITIES INC.
November 23, 2004 - July 24, 2007
BARCLAYS CAPITAL INC.
October 27, 2003 - December 6, 2004
CITIGROUP GLOBAL MARKETS INC.
October 30, 2001 - October 13, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2016)
Exams
FINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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