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JM

John D. Mccurdy

EXCHANGERIGHT SECURITIES
Pasadena, CA 91106
Some features on this profile are disabled
CRD#: 4461195
JM

Professional summary

John David Mccurdy, CFP®, who also goes by David John Mccurdy, David Mccurdy, J. David Mccurdy, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David John Mccurdy | David Mccurdy | J. David Mccurdy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John David Mccurdy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 29, 2018 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
BD
CRD#: 283430
Pasadena, CA
Past

February 15, 2017 - January 29, 2018

LOWELL & COMPANY, INC.

BD
CRD#: 24913
LUBBOCK, TX
Past

October 16, 2014 - September 1, 2016

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

June 25, 2014 - October 27, 2014

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
PEACHTREE CITY, GA
Past

June 24, 2014 - October 27, 2014

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Peachtree City, GA
Past

July 31, 2013 - July 1, 2014

BLUECHIP WEALTH ADVISORS LLC

RIA
CRD#: 150008
ALPHARETTA, GA
Past

July 18, 2013 - June 24, 2014

TRIAD ADVISORS LLC

BD
CRD#: 25803
ALPHARETTA, GA
Past

September 15, 2011 - July 31, 2013

STIRA CAPITAL MARKETS GROUP, LLC

BD
CRD#: 141277
IRVINE, CA
Past

January 19, 2011 - March 25, 2011

ANSON ANALYTICS

RIA
CRD#: 131416
PEACHTREE CITY, GA
Past

January 14, 2010 - March 14, 2011

MATRIX CAPITAL GROUP, INC.

BD
CRD#: 33364
NEW YORK, NY
Past

August 18, 2008 - July 30, 2013

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

RIA
CRD#: 125568
PEACHTREE CITY, GA
Past

November 28, 2007 - March 10, 2008

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
ATLANTA, GA
Past

October 26, 2007 - March 10, 2008

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ATLANTA, GA
Past

November 23, 2001 - November 1, 2007

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/23/2024)
RR
California
(1/29/2018)
RR
Colorado
(1/29/2018)
RR
Idaho
(3/26/2018)
RR
Missouri
(4/6/2018)
RR
Montana
(2/1/2024)
RR
New Mexico
(1/23/2024)
RR
North Dakota
(3/26/2018)
RR
Texas
(4/6/2018)
RR
Utah
(3/26/2018)
RR
Wyoming
(4/22/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EXCHANGERIGHT SECURITIES, LLC
EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Phone number
(626) 564-1031
Established
California since 01/06/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430Pasadena, CA 91106

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