Kiet G. Hua
Professional summary
Kiet Gia Hua, who also goes by Kelly Gia Hua, Kiet Gia Sze, Kelly Gia Sze, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Philadelphia, Pennsylvania and NYLIFE SECURITIES LLC located in White Plains, New York.
Kiet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kiet has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kiet Gia Hua's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: 2438 E Clearfield Street, Philadelphia, PA 19134Office #2: 44 South Broadway, White Plains, NY 10601October 26, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601June 10, 2014 - September 28, 2015
MML INVESTORS SERVICES, LLC
May 20, 2014 - September 28, 2015
MML INVESTORS SERVICES, LLC
July 8, 2011 - April 1, 2014
EAGLE STRATEGIES LLC
March 7, 2011 - April 1, 2014
NYLIFE SECURITIES LLC
October 28, 2008 - December 31, 2010
FORESIDE GLOBAL SERVICES, LLC
March 12, 2007 - December 31, 2010
FORESIDE FUNDS DISTRIBUTORS LLC
March 12, 2007 - December 31, 2010
STERLING CAPITAL DISTRIBUTORS, LLC
July 7, 2006 - March 2, 2007
CINCINNATI ANALYSTS, INC.
December 13, 2001 - May 12, 2005
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2026)
(4/1/2026)
(10/26/2015)
(4/1/2026)
(5/5/2025)
(4/1/2026)
(4/1/2026)
(8/3/2021)
(10/5/2021)
(10/5/2021)
(12/8/2021)
(4/1/2026)
(4/1/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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