Pamela A. Kouh
Professional summary
Pamela Ann Kouh, who also goes by Pamela Kouh, Pamela Ann Lamplugh, Pamela Morton, is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 2001. Pamela has worked at 9 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Ann Kouh's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2022 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456September 18, 2017 - November 13, 2020
VANGUARD MARKETING CORPORATION
October 16, 2014 - September 18, 2017
GIRARD INVESTMENT SERVICES, LLC
October 1, 2012 - October 8, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 21, 2011 - September 6, 2012
VOYA FINANCIAL ADVISORS, INC.
November 26, 2008 - December 7, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
December 6, 2007 - November 24, 2008
SII INVESTMENTS, INC.
September 7, 2007 - November 20, 2007
QUESTAR CAPITAL CORPORATION
October 22, 2001 - March 6, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/13/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 |
| DORAN, WILLIAM M | DIRECTOR | 1476724 |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
