James R. Hannahs
Professional summary
James Richard Hannahs JR, who also goes by James Richard Hannahs Jr., James Richard Hannahs, Jim Hannahs, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Charlotte, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Richard Hannahs JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 10706 Sikes Place Suite 300, Charlotte, NC 28277March 14, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 12, 2005 - May 29, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
January 23, 2003 - January 4, 2005
AFS BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2016)
(5/26/2016)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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