SR
Sarah N. Reames
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Matthews, NC 28105
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CRD#: 4443013
SR
Professional summary
Sarah Newberry Reames, who also goes by Sarah Lynn Newberry, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Matthews, North Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Matthews, North Carolina.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Sarah has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Lynn Newberry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SARAH N REAMES CPA PLLC, 2548 PLANTATION CENTER DRIVE STE B MATTHEWS, NC, CPA/ENROLLED AGENT/TAX PREP, ACCOUNTING SVCS, 09/1989, INV REL, PRESIDENT, 1000 HRS YR/ 3/TRADING HRS 2) EVERETTE H BOYLES, CHARLOTTE SQUARE SENIOR LIVING 5820 CARMEL RD RM 11 CHARLOTTE NC, FIDUCIARY APPOINTMENT POWER OF ATTORNEY, 11/09/17, NIR, POA, 1/MO- 0/TRADING HR 3) MARIAN W BOYLES, CHARLOTTE SQUARE SENIOR LIVING 5820 CARMEL ROAD ROOM 66 CHARLOTTE NC, FIDUCIARY APPOINTMENT POWER OF ATTORNEY, 11/09/17, NIR, POA, 1/MO- 0/TRADING HR 4) CANNOLI LLC, 2548 PLANTATION CENTER DR STE B MATTHEWS NC, COMMERCIAL RENTAL REAL ESTATE, MANAGING MEMBER, 04/2018, NIR, 1 HR/MO 0/TRADING HR 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/2020 6) SARA N REAMES CPA PLLC, 2548 PLANTATION CENTER DRIVE STE B MATTHEWS NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/2002, INV REL, 40/WK 40/TRADING HRS. 7) PLANTATION PROFESSIONAL CENTER CONDO ASSOCIATION 2548 Plantation Center Drive Ste B, Matthews NC 28105, United States, 04/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1/MO - 1/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Newberry Reames's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2548 Plantation Center Dr. Ste. B, Matthews, NC 28105RIA
CRD#: 134139
Matthews, NC
Current
December 8, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2548 Plantation Center Dr. Ste. B, Matthews, NC 28105BD
CRD#: 39543
Matthews, NC
Past
July 6, 2002 - December 14, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Matthews, NC
Past
October 3, 2001 - December 14, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Matthews, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/8/2020)
RR
Colorado(6/6/2023)
RR
Georgia(12/8/2020)
RR
Maryland(12/8/2020)
RR
Mississippi(3/23/2023)
RR
New Jersey(5/6/2024)
RR
New Mexico(10/25/2023)
RR
New York(10/24/2023)
IAR
North Carolina(12/8/2020)
RR
North Carolina(12/14/2020)
RR
South Carolina(12/8/2020)
RR
Tennessee(4/6/2023)
RR
Virginia(1/3/2024)
RR
Washington(12/8/2020)
RR
West Virginia(12/8/2020)
RR
Wisconsin(12/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
