JW
Justin R. Wingate
VANGUARD MARKETING
MALVERN, PA 19355
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CRD#: 4435550
JW
Justin Robert WingateVANGUARD MARKETING
Professional summary
Justin Robert Wingate, who also goes by Justin R Wingate, Justin Wingate, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Justin R Wingate | Justin Wingate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justin Robert Wingate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
MALVERN, PA
Past
March 11, 2025 - October 29, 2025
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
New Canaan, CT
Past
March 8, 2025 - October 29, 2025
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
July 25, 2022 - July 1, 2024
CCO CAPITAL, LLC
BD
CRD#: 31147
PHOENIX, AZ
Past
June 22, 2017 - June 16, 2022
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Past
February 24, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
RIA
CRD#: 108057
STAMFORD, CT
Past
October 12, 2001 - June 21, 2017
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/12/2025)
RR
Alaska(11/12/2025)
RR
Arizona(11/12/2025)
RR
Arkansas(11/12/2025)
RR
California(11/12/2025)
RR
Colorado(11/12/2025)
RR
Connecticut(11/11/2025)
RR
Delaware(11/12/2025)
RR
District of Columbia(11/12/2025)
RR
Florida(11/12/2025)
RR
Georgia(11/12/2025)
RR
Hawaii(11/12/2025)
RR
Idaho(11/12/2025)
RR
Illinois(11/12/2025)
RR
Indiana(11/12/2025)
RR
Iowa(11/12/2025)
RR
Kansas(11/12/2025)
RR
Kentucky(11/12/2025)
RR
Louisiana(11/12/2025)
RR
Maine(11/12/2025)
RR
Maryland(11/12/2025)
RR
Massachusetts(11/12/2025)
RR
Michigan(11/12/2025)
RR
Minnesota(11/12/2025)
RR
Mississippi(11/12/2025)
RR
Missouri(11/12/2025)
RR
Montana(11/12/2025)
RR
Nebraska(11/12/2025)
RR
Nevada(11/12/2025)
RR
New Hampshire(11/12/2025)
RR
New Jersey(11/12/2025)
RR
New Mexico(11/12/2025)
RR
New York(11/12/2025)
RR
North Carolina(11/12/2025)
RR
North Dakota(11/12/2025)
RR
Ohio(11/12/2025)
RR
Oklahoma(11/12/2025)
RR
Oregon(11/12/2025)
RR
Pennsylvania(11/11/2025)
RR
Puerto Rico(11/12/2025)
RR
Rhode Island(11/12/2025)
RR
South Carolina(11/12/2025)
RR
South Dakota(11/12/2025)
RR
Tennessee(11/12/2025)
RR
Texas(11/12/2025)
RR
Utah(11/12/2025)
RR
Vermont(11/12/2025)
RR
Virgin Islands(11/12/2025)
RR
Virginia(11/12/2025)
RR
Washington(11/12/2025)
RR
West Virginia(11/12/2025)
RR
Wisconsin(11/12/2025)
RR
Wyoming(11/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
