EH
Erika E. Highland
GLADSTONE SECURITIES
Mclean, VA 22102
Some features on this profile are disabled
CRD#: 4426016
EH
Professional summary
Erika E Highland, who also goes by Erika E Pfeifer, is a registered financial professional currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia.
Erika is registered as a RR (Registered Representative) and started their career in finance in 2001. Erika has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Erika E Pfeifer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Erika E Highland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2011 - Present
GLADSTONE SECURITIES, LLC
Office #1: 1521 Westbranch Drive Suite 100, Mclean, VA 22102BD
CRD#: 127808
Mclean, VA
Past
October 8, 2001 - July 18, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/8/2011)
RR
Alaska(6/8/2011)
RR
Arizona(6/8/2011)
RR
Arkansas(6/8/2011)
RR
California(6/8/2011)
RR
Colorado(4/15/2011)
RR
Connecticut(6/8/2011)
RR
Delaware(6/8/2011)
RR
District of Columbia(4/15/2011)
RR
Florida(4/15/2011)
RR
Georgia(6/8/2011)
RR
Hawaii(6/8/2011)
RR
Idaho(6/8/2011)
RR
Illinois(6/8/2011)
RR
Indiana(6/8/2011)
RR
Iowa(6/8/2011)
RR
Kansas(6/8/2011)
RR
Kentucky(6/8/2011)
RR
Louisiana(4/15/2011)
RR
Maine(6/8/2011)
RR
Maryland(4/15/2011)
RR
Massachusetts(6/8/2011)
RR
Michigan(6/8/2011)
RR
Minnesota(6/8/2011)
RR
Mississippi(6/8/2011)
RR
Missouri(6/8/2011)
RR
Montana(6/8/2011)
RR
Nebraska(6/8/2011)
RR
Nevada(6/8/2011)
RR
New Hampshire(6/8/2011)
RR
New Jersey(4/15/2011)
RR
New Mexico(6/8/2011)
RR
New York(6/8/2011)
RR
North Carolina(6/9/2011)
RR
North Dakota(6/8/2011)
RR
Ohio(4/15/2011)
RR
Oklahoma(6/8/2011)
RR
Oregon(6/8/2011)
RR
Pennsylvania(6/8/2011)
RR
Puerto Rico(4/15/2011)
RR
Rhode Island(6/8/2011)
RR
South Carolina(6/8/2011)
RR
South Dakota(6/8/2011)
RR
Tennessee(6/8/2011)
RR
Texas(6/8/2011)
RR
Utah(6/8/2011)
RR
Vermont(4/15/2011)
RR
Virgin Islands(6/8/2011)
RR
Virginia(6/8/2011)
RR
Washington(6/8/2011)
RR
West Virginia(6/8/2011)
RR
Wisconsin(6/8/2011)
RR
Wyoming(6/8/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/5/2001
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
GS
GLADSTONE SECURITIES, LLC
CIRCADIAN PARTNERS LLC | GLADSTONE SECURITIES, LLC
CRD#: 127808 / SEC#: , 8-66052
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1521 Westbranch Drive Suite 100, Mclean, VA 22102
Mailing Address
1521 Westbranch Drive Suite 100, Mclean, VA 22102
Phone number
(703) 287-5900
Established
Connecticut since 04/07/2003
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GLADSTONE COMPANIES, INC. | SHAREHOLDER | |
| DELLAFIORA, JOHN ANTHONY JR | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 5412022 |
| GLADSTONE, DAVID JOHN | MEMBER, BOARD OF MANAGERS | 4578897 |
| KENT, RICHARD JOHN | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL | 3258231 |
| LICALSI, MICHAEL BERNARD | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY | 2578298 |
| MARRONE, MICHAEL THOMAS | FINANCIAL AND OPERATIONS PRINCIPAL | 4859949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
