Roxanne Felecia Campbell
Professional Summary
Roxanne Felecia Campbell is a registered financial advisor currently at OPES BESPOKE SECURITIES LLC located in New York, New York. Roxanne is registered as a RR (Registered Representative) and started their career in finance in 2001. Roxanne has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CORPORATE DEVELOPMENT CAPITAL, LLC | OPES BESPOKE SECURITIES LLC
Contact Information
Main Address
1140 Avenue Of The Americas 9th Floor, New York, NY 10036Mailing Address
1140 Avenue Of The Americas 9th Floor, New York, NY 10036Phone Number
(646) 701-7036Established
Colorado since 07/24/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed May 2018About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Roxanne Felecia Campbell's CRS (Customer Relationship Summary).
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