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Christopher Vincent Pagnotta

FS INVESTMENT SOLUTIONS
PHILADELPHIA, PA
·CRD# 4418522·22 years experience

Professional Summary

Christopher Vincent Pagnotta, who also goes by Chris Pagnotta, is a registered financial advisor currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 5 firms and has passed the SIE, Series 87, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Pagnotta

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

FS INVESTMENT SOLUTIONS, LLC·CRD# 145244
BD
3025 Jfk Boulevard Ofc 500, Philadelphia, PA 19104
January 11, 2016 - Present
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
October 2, 2014 - December 14, 2015
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
October 9, 2008 - December 14, 2015
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
July 30, 2004 - December 14, 2015
JAMES J. BRUZZA SECURITIES CORP.·CRD# 32670
BD
New York, NY
June 22, 2001 - July 31, 2001

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Current Firm

FI
FS INVESTMENT SOLUTIONS, LLC

FS INVESTMENT SOLUTIONS, LLC | FS2 CAPITAL PARTNERS, LLC

CRD#: 145244 / SEC#: 8-67718
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3025 Jfk Boulevard Ofc 500, Philadelphia, PA 19104

Mailing Address

3025 Jfk Boulevard Ofc 500, Philadelphia, PA 19104

Phone Number

(215) 495-1150

Established

Delaware since 07/17/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FRANKLIN SQUARE HOLDINGS, LPSOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC—
CONDELLES, CHRISTOPHER ANTHONYPRESIDENT4973346
DETWILER, ELIZABETH CAMILLAGENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER4361137
PAGNOTTA, CHRISTOPHER VINCENTCHIEF COMPLIANCE OFFICER4418522
SCARPATI, GERARDFINOP/CFO, PFO2313132

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2013About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2004

Series 7 — General Securities Representative Examination

Passed Jul 2004About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Vincent Pagnotta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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