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Michael Robert Young

FIRST CITIZENS CAPITAL SECURITIES
NEW YORK, NY
·CRD# 4410392·22 years experience

Professional Summary

Michael Robert Young is a registered financial advisor currently at FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

FIRST CITIZENS CAPITAL SECURITIES, LLC·CRD# 41504
BD
11 West 42nd Street 11th Floor, New York, NY 10036
January 25, 2007 - Present
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
March 15, 2004 - December 6, 2006

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Current Firm

FC
FIRST CITIZENS CAPITAL SECURITIES, LLC

CAP-SYN CORP. | NEWCOURT CAPITAL SECURITIES, INC. | NEWCOURT CAPITAL | FIRST CITIZENS CAPITAL SECURITIES, LLC | CIT CAPITAL SECURITIES, INC. | CIT CAPITAL SECURITIES LLC

CRD#: 41504 / SEC#: 8-49466
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

11 West 42nd Street 13th Floor, New York, NY 10036

Mailing Address

11 West 42nd Street 11th Floor, New York, NY 10036

Phone Number

(212) 771-7872

Established

Delaware since 03/31/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST CITIZENS BANCSHARES, INC.SHAREHOLDER—
GETTYS, ALISHA DANIELLECHIEF COMPLIANCE OFFICER6254273
HUI, MICHELLE CHAOCHIEF FINANCIAL OFFICER/FINOP2480261
YOUNG, MICHAEL ROBERTPRESIDENT4410392

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/26/2024)
RR
Alaska
(3/26/2024)
RR
Arizona
(3/26/2024)
RR
Arkansas
(3/26/2024)
RR
California
(3/26/2024)
RR
Colorado
(3/26/2024)
RR
Connecticut
(3/26/2024)
RR
Delaware
(3/26/2024)
RR
Florida
(3/26/2024)
RR
Georgia
(3/26/2024)
RR
Hawaii
(3/26/2024)
RR
Idaho
(3/26/2024)
RR
Illinois
(3/26/2024)
RR
Indiana
(3/26/2024)
RR
Iowa
(3/26/2024)
RR
Kansas
(3/26/2024)
RR
Kentucky
(3/26/2024)
RR
Louisiana
(3/26/2024)
RR
Maine
(3/26/2024)
RR
Maryland
(3/26/2024)
RR
Massachusetts
(3/26/2024)
RR
Michigan
(3/26/2024)
RR
Minnesota
(3/26/2024)
RR
Mississippi
(3/26/2024)
RR
Missouri
(3/26/2024)
RR
Montana
(3/26/2024)
RR
Nebraska
(3/26/2024)
RR
Nevada
(3/26/2024)
RR
New Jersey
(3/26/2024)
RR
New Mexico
(3/26/2024)
RR
New York
(1/25/2007)
RR
North Carolina
(3/26/2024)
RR
North Dakota
(3/26/2024)
RR
Ohio
(3/27/2024)
RR
Oklahoma
(3/26/2024)
RR
Oregon
(3/26/2024)
RR
Pennsylvania
(3/26/2024)
RR
Rhode Island
(3/26/2024)
RR
South Carolina
(3/26/2024)
RR
South Dakota
(3/26/2024)
RR
Tennessee
(3/26/2024)
RR
Texas
(3/26/2024)
RR
Utah
(3/26/2024)
RR
Vermont
(3/26/2024)
RR
Virginia
(3/26/2024)
RR
Washington
(3/26/2024)
RR
West Virginia
(3/26/2024)
RR
Wisconsin
(3/26/2024)
RR
Wyoming
(3/26/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2004About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Robert Young's CRS (Customer Relationship Summary).

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