Michelle Chao Hui
Professional Summary
Michelle Chao Hui, who also goes by Michelle Chen, Michelle C Hui, Michelle Hui, is a registered financial advisor currently at FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York. Michelle is registered as a RR (Registered Representative) and started their career in finance in 1995. Michelle has worked at 5 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michelle Chen, Michelle C Hui, Michelle Hui
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CAP-SYN CORP. | NEWCOURT CAPITAL SECURITIES, INC. | NEWCOURT CAPITAL | FIRST CITIZENS CAPITAL SECURITIES, LLC | CIT CAPITAL SECURITIES, INC. | CIT CAPITAL SECURITIES LLC
Contact Information
Main Address
11 West 42nd Street 13th Floor, New York, NY 10036Mailing Address
11 West 42nd Street 11th Floor, New York, NY 10036Phone Number
(212) 771-7872Established
Delaware since 03/31/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michelle Chao Hui's CRS (Customer Relationship Summary).
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