Steven Turowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Turowski was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2001. Steven had worked at 7 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2010 - March 30, 2012
FAIRHOLME DISTRIBUTORS, LLC
October 28, 2008 - March 30, 2012
FORESIDE GLOBAL SERVICES, LLC
September 7, 2007 - December 5, 2008
BLACKROCK DISTRIBUTORS, INC
September 7, 2007 - January 2, 2009
NORTHERN FUNDS DISTRIBUTORS, LLC
September 7, 2007 - March 30, 2012
STERLING CAPITAL DISTRIBUTORS, LLC
September 7, 2007 - March 30, 2012
MGI FUNDS DISTRIBUTORS, LLC
August 25, 2005 - March 30, 2012
FORESIDE FUNDS DISTRIBUTORS LLC
April 4, 2002 - April 7, 2003
MGI FUNDS DISTRIBUTORS, LLC
April 4, 2002 - April 7, 2003
NORTHERN FUNDS DISTRIBUTORS, LLC
April 4, 2002 - April 7, 2003
BLACKROCK DISTRIBUTORS, INC
April 4, 2002 - April 7, 2003
STERLING CAPITAL DISTRIBUTORS, LLC
September 27, 2001 - December 31, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRHOLME DISTRIBUTORS, LLC
CRD#: 150987 / SEC#: , 8-68327
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BERTHY, RICHARD JOHN MR. | PRESIDENT/TREASURER/MANAGER/DIRECTOR | 1341368 |
| DIVALERIO, JENNIFER KAY | VICE PRESIDENT | 3236826 |
| FAIRBANKS, MARK ALAN | VICE PRESIDENT | 1847318 |
| HOOPES, JENNIFER ELLEN | SECRETARY | 5462575 |
| MOSCARITOLO, SUSAN KALLAI | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2618909 |
| SOMMERS, WESTON | FINANCIAL AND OPERATIONS PRINCIPAL | 5290145 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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