Mark Alan Fairbanks
Professional Summary
Mark Alan Fairbanks is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Denver, Colorado. Mark is registered as a RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 27 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
PINE DISTRIBUTORS LLC
Contact Information
Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246Phone Number
(720) 651-8092Established
Delaware since 08/30/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/26/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(2/20/2024)
(1/26/2026)
(4/16/2024)
(1/26/2026)
(1/26/2026)
(1/28/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(1/26/2026)
(3/19/2024)
(1/26/2026)
(1/26/2026)
(1/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1988About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 1991About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Alan Fairbanks's CRS (Customer Relationship Summary).
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