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Jennifer Kay Divalerio

VANGUARD MARKETING
MALVERN, PA
·CRD# 3236826·27 years experience

Professional Summary

Jennifer Kay Divalerio, who also goes by Jennifer Divalerio, Jennifer Kay Rinnander, is a registered financial advisor currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania. Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 26 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24, Series 28 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jennifer Divalerio, Jennifer Kay Rinnander

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

VANGUARD MARKETING CORPORATION·CRD# 7452
BD
100 Vanguard Blvd, Malvern, PA 19355
May 6, 2022 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Berwyn, PA
March 31, 2020 - March 11, 2022
PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
Berwyn, PA
May 16, 2019 - March 11, 2022
SMEAD FUNDS DISTRIBUTORS, LLC·CRD# 173734
BD
Berwyn, PA
December 1, 2017 - March 11, 2022
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Berywn, PA
August 1, 2016 - March 11, 2022
BD COMPLIANCE SOLUTIONS, LLC·CRD# 30188
BD
Berwyn, PA
January 19, 2016 - May 1, 2020
FORESIDE ASSOCIATES, LLC·CRD# 13494
BD
Berwyn, PA
January 19, 2016 - August 3, 2020
ORBIS INVESTMENTS (U.S.), LLC·CRD# 172663
BD
Berywn, PA
January 19, 2016 - March 11, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Berwyn, PA
January 19, 2016 - March 11, 2022
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC·CRD# 143809
BD
Berwyn, PA
January 19, 2016 - March 11, 2022
FORESIDE INVESTMENT SERVICES, LLC·CRD# 30016
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Berwyn, PA
January 19, 2016 - March 11, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Berwyn, PA
January 19, 2016 - March 11, 2022
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Berwyn, PA
July 20, 2015 - March 11, 2022
FORESIDE FUND SERVICES, LLC·CRD# 46106
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Berwyn, PA
July 20, 2015 - March 11, 2022
COMPASS DISTRIBUTORS, LLC·CRD# 172662
BD
Berwyn, PA
June 9, 2015 - March 11, 2022
BESSEMER INVESTOR SERVICES, INC.·CRD# 17442
BD
New York, NY
June 11, 2014 - June 1, 2015
FAIRHOLME DISTRIBUTORS, LLC·CRD# 150987
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Berwyn, PA
May 5, 2014 - August 3, 2020
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
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Berwyn, PA
May 5, 2014 - March 11, 2022
OLD MUTUAL INVESTMENT PARTNERS·CRD# 44916
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Boston, MA
June 12, 2013 - December 31, 2013
IMST DISTRIBUTORS, LLC·CRD# 130745
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April 15, 2013 - March 11, 2022
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
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Berwyn, PA
January 14, 2010 - March 11, 2022
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
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January 14, 2010 - March 11, 2022
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
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January 14, 2010 - March 11, 2022
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
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November 20, 2008 - October 5, 2009
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
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November 20, 2008 - October 5, 2009
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
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January 2, 2004 - August 3, 2020
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
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January 2, 2001 - December 31, 2003
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
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November 21, 2000 - December 31, 2003
BLACKROCK DISTRIBUTORS, INC·CRD# 39636
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King Of Prussia, PA
March 2, 2000 - December 31, 2003
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
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October 5, 1999 - December 31, 2003
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Current Firm

VM
VANGUARD MARKETING CORPORATION

VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

5951 Luckett Court Suite A1, El Paso, TX 79932-1882

Phone Number

(610) 669-1000

Established

Pennsylvania since 04/21/1977

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY—
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRESTOWSKI, AMBER LYNNDIRECTOR, VICE PRESIDENT5389204
COSBY, MARY CAROLINEDIRECTOR, VICE PRESIDENT7114773
KADJESKI, ANDREW MICHAELPRESIDENT, DIRECTOR, CEO4708335
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
ROTENBERG, JOANNA MICHELLEDIRECTOR, SENIOR VICE PRESIDENT7559067
SCHADL, JOHN EDWARDDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL6931790
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530
VALENTE, LAUREN MARIEDIRECTOR, SENIOR VICE PRESIDENT6119944

Disclosures

Regulatory Event

52

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(5/6/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1999About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2012About the Series 24 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Aug 2010About the Series 28 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 1999About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jennifer Kay Divalerio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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