Richard John Berthy
Professional Summary
Richard John Berthy, who also goes by Richard John Berthy Mr., is a registered financial advisor currently at BIG SKY TREASURY SERVICES located in Livingston, Montana. Richard is registered as a RR (Registered Representative) and started their career in finance in 1985. Richard has worked at 28 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard John Berthy Mr.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BIG SKY TREASURY SERVICES | NONE | BIG SKY TREASURY SERVICES, LLC
Contact Information
Main Address
88 Pool Creek Road, Livingston, MT 59047Mailing Address
88 Pool Creek Road, Livingston, MT 59047Phone Number
(301) 520-7549Established
Delaware since 01/01/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
State Registrations and Notice Filings
(12/16/2025)
(8/3/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2004About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard John Berthy's CRS (Customer Relationship Summary).
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